Regulatory Compliance Calendar for Financial Advisors
Why This is an Opportunity
This solves the problem of fragmented compliance deadline tracking by offering a single platform that automates updates and notifications for each client's needs. The solution comprises a simple CRUD setup for inputting deadlines and setting automated alerts. Buildable in one session using basic calendar APIs.
Key Pain Points
- •Current process requires manually inputting compliance dates across multiple sources
- •Existing tools lack industry-specific regulatory frameworks
- •No way to automatically sync new compliance updates
- •Have to use 3 separate tools to track and notify compliance timelines
- •Manual process takes an hour per week when it should be automatic
Original Discovery
Financial advisors must adhere to numerous regulatory deadlines across various accounts and portfolios. Currently, these deadlines are tracked in separate spreadsheets and calendar tools, leading to missed compliance filings and penalties. A dedicated web app that consolidates these compliance dates into a unified, auto-updating calendar can ensure no critical deadlines are overlooked.
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